Cftc no action 14-112
WebDec 19, 2024 · Thereafter, the CFTC staff issued two no-action letters, Letter Nos. 12-37 4 and 14-143 5 (the “Family Office Letters”), providing relief from registration as a CPO … WebAug 4, 2024 · PredictIt received notice Thursday from the US Commodity Futures Trading Commission (CFTC) that the federal agency was pulling its “No-Action” recommendation. That led the online political ...
Cftc no action 14-112
Did you know?
WebDec 19, 2024 · CFTC Amends Regulations Applicable to Asset Managers Including Excluded and Exempt CPOs and CTAs; Action May Be Required Ropes & Gray LLP By clicking “Accept All Cookies”, you agree to the storing of cookies on your device to enhance site navigation, analyze site usage, and assist in our marketing efforts. WebMar 18, 2016 · On March 16, 2016, the U.S. Commodity Futures Trading Commission (“CFTC”) unanimously voted to approve a final amendment (the “Amendment”) to the trade option exemption for the benefit of commercial end users of commodity trade options that are not swap dealers (“SD”) or major swap participants (“MSP”) (referred to hereafter as …
WebJun 3, 2016 · See CEA § 4(m)(1) and CFTC Rule 4.14(a)(10). CFTC Rule 4.14(a)(10) provides additional guidance regarding how a manager relying on this exemption should count clients toward the 15-client limit. Web11 rows · About the CFTC The Commission Chairman & Commissioners CFTC …
WebSep 8, 2014 · CFTC Rules Part 190; Federal Deposit Insurance Corporate Improvement Act; NY Uniform Commercial Code; Orderly Liquidation Authority; Protected Financial …
WebNo-Action Letter No. 14-112 permits a CPO of a parent commodity pool (“Parent Pool”) that is not registered as an investment company under the Investment Company Act of 1940 …
WebOct 21, 2014 · On October 15, 2014, the CFTC released CFTC No-action Letter 14-126(No-Action 14-126), providing relief from the requirement to register as a CPO under CEA … external house painterWebPage 8 of 14 3.2 Volume threshold account identification The Exchange will require the information below for identification of a Volume Threshold Account. The manner and format in which the identifying information should be submitted is the same as a CFTC Form 102B. Any no-action relief granted by the CFTC for a specific external htcWebOn Friday October 15, 2024, the Commodity Futures Trading Commission (CFTC) issued an enforcement order (Tether Order) against the issuers of the U.S. dollar Tether token (USDT), a leading stablecoin, and fined those issuers $41 million for making untrue or misleading statements about maintaining sufficient fiat currency reserves to back each … external housing boxWebJul 20, 2024 · The ARRC appreciates (i) the DCR’s issuance of CFTC Letter No. 19-28 (DCR No-Action Letter), which provided relief from the mandatory clearing requirement. 1. for legacy interest rate swaps modified as part of the industry transition from certain IBORs ... No-Action Letter to address industry developments. One of these requests for DCR— external house washing brisbane southsideWebOct 24, 2014 · In CFTC Staff Letter 14-112, DSIO provided no-action relief that will allow the CPO of a “Parent Pool” to consolidate the financial statements of a wholly owned trading subsidiary into the... external house washing north brisbaneWebJan 30, 2014 · On January 22, 2014, the CFTC issued its second trade execution mandate in response to a MAT determination submitted by trueEX, LLC (trueEX) for certain IRS that must be executed on a CFTC-registered SEF or DCM as of February 21, 2014 (see IRS That Must Be Exchange Traded As of February 21, 2014 ). external hr companyWeb7 hours ago · The Commodity Futures Trading Commission (CFTC or Commission) is announcing an opportunity for public comment on the proposed renewal of a collection of certain information by the agency. Under the Paperwork Reduction Act (PRA), Federal agencies are required to publish notice in the Federal... external hypertension